Giving You Greater Peace Of Mind

The most important thing to us is this: Do you feel safe and taken care of? That's why we are very picky about who we partner with.

Our independent broker-dealer, SII Investments, Inc. is one of the leading full-service independent brokerage firms in the nation. With over 40 years of industry experience, the knowledge, skills, insight and ingenuity of their team ranks among the top talent in the financial services industry.

As our primary clearing firm, Pershing is responsible for holding clients' assets, executing trades, servicing and reporting. Established in 1939, Pershing is one of the nation's largest clearing firms and a subsidiary of the Bank of New York Mellon Corporation. They are known for their vast industry experience, financial stability and the range of programs and services they offer.

SII is responsible for supervising our activities in accordance with guidelines established by the Financial Industry Regulation Authority (FINRA) and the Securities and Exchange Commission (SEC), introduced to protect investors and keep the capital markets fair.

In addition, SII is a member of the Securities Investor Protection Corporation (SIPC), a federally mandated non-profit corporation that protects securities investors from financial harm, within certain limits, if a broker-dealer company fails. This does not protect against losses from market fluctuation.

Eagle Wealth Management: Life Assurance...and one solid broker-dealer!